# Tagged with #callset 5 documentation articles | 0 announcements | 2 forum discussions

Created 2013-09-11 21:54:51 | Updated 2016-03-16 22:27:40 | Tags: vqsr callset filtering hard-filtering

### The problem:

Our preferred method for filtering variants after the calling step is to use VQSR, a.k.a. recalibration. However, it requires well-curated training/truth resources, which are typically not available for organisms other than humans, and it also requires a large amount of variant sites to operate properly, so it is not suitable for some small-scale experiments such as targeted gene panels or exome studies with fewer than 30 exomes. For the latter, it is sometimes possible to pad your cohort with exomes from another study (especially for humans -- use 1000 Genomes or ExAC!) but again for non-human organisms it is often not possible to do this.

### The solution: hard-filtering

So, if this is your case and you are sure that you cannot use VQSR, then you will need to use the VariantFiltration tool to hard-filter your variants. To do this, you will need to compose filter expressions using JEXL as explained here based on the generic filter recommendations detailed below. There is a tutorial that shows how to achieve this step by step. Be sure to also read the documentation explaining how to understand and improve upon the generic hard filtering recommendations.

### But first, some caveats

Let's be painfully clear about this: there is no magic formula that will give you perfect results. Filtering variants manually, using thresholds on annotation values, is subject to all sorts of caveats. The appropriateness of both the annotations and the threshold values is very highly dependent on the specific callset, how it was called, what the data was like, what organism it belongs to, etc.

HOWEVER, because we want to help and people always say that something is better than nothing (not necessarily true, but let's go with that for now), we have formulated some generic recommendations that should at least provide a starting point for people to experiment with their data.

In case you didn't catch that bit in bold there, we're saying that you absolutely SHOULD NOT expect to run these commands and be done with your analysis. You absolutely SHOULD expect to have to evaluate your results critically and TRY AGAIN with some parameter adjustments until you find the settings that are right for your data.

In addition, please note that these recommendations are mainly designed for dealing with very small data sets (in terms of both number of samples or size of targeted regions). If you are not using VQSR because you do not have training/truth resources available for your organism, then you should expect to have to do even more tweaking on the filtering parameters.

### Filtering recommendations

Here are some recommended arguments to use with VariantFiltration when ALL other options are unavailable to you. Be sure to read the documentation explaining how to understand and improve upon these recommendations.

Note that these JEXL expressions will tag as filtered any sites where the annotation value matches the expression. So if you use the expression QD < 2.0, any site with a QD lower than 2 will be tagged as failing that filter.

#### For SNPs:

• QD < 2.0
• MQ < 40.0
• FS > 60.0
• SOR > 4.0
• MQRankSum < -12.5
• ReadPosRankSum < -8.0

If your callset was generated with UnifiedGenotyper for legacy reasons, you can add HaplotypeScore > 13.0.

#### For indels:

• QD < 2.0
• ReadPosRankSum < -20.0
• InbreedingCoeff < -0.8
• FS > 200.0
• SOR > 10.0

### And now some more IMPORTANT caveats (don't skip this!)

• The InbreedingCoeff statistic is a population-level calculation that is only available with 10 or more samples. If you have fewer samples you will need to omit that particular filter statement.

• For shallow-coverage (<10x), it is virtually impossible to use manual filtering to reliably separate true positives from false positives. You really, really, really should use the protocol involving variant quality score recalibration. If you can't do that, maybe you need to take a long hard look at your experimental design. In any case you're probably in for a world of pain.

• The maximum DP (depth) filter only applies to whole genome data, where the probability of a site having exactly N reads given an average coverage of M is a well-behaved function. First principles suggest this should be a binomial sampling but in practice it is more a Gaussian distribution. Regardless, the DP threshold should be set a 5 or 6 sigma from the mean coverage across all samples, so that the DP > X threshold eliminates sites with excessive coverage caused by alignment artifacts. Note that for exomes, a straight DP filter shouldn't be used because the relationship between misalignments and depth isn't clear for capture data.

### Finally, a note of hope

Some bits of this article may seem harsh, or depressing. Sorry. We believe in giving you the cold hard truth.

HOWEVER, we do understand that this is one of the major points of pain that GATK users encounter -- along with understanding how VQSR works, so really, whichever option you go with, you're going to suffer.

Tell us what you'd like to see here, and we'll do our best to make it happen. (no unicorns though, we're out of stock)

We also welcome testimonials from you. We are one small team; you are a legion of analysts all trying different things. Please feel free to come forward and share your findings on what works particularly well in your hands.

Created 2012-07-23 18:15:52 | Updated 2016-04-13 12:05:22 | Tags: fastareference vcf utilities callset

These errors occur when the names or sizes of contigs don't match between input files. This is a classic problem that typically happens when you get some files from collaborators, you try to use them with your own data, and GATK fails with a big fat error saying that the contigs don't match.

The first thing you need to do is find out which files are mismatched, because that will affect how you can fix the problem. This information is included in the error message, as shown in the examples below. You'll notice that GATK always evaluates everything relative to the reference.

### BAM file contigs not matching the reference

A very common case we see looks like this:

##### ERROR MESSAGE: Input files reads and reference have incompatible contigs: Found contigs with the same name but different lengths:
##### ERROR   contig reads = chrM / 16569
##### ERROR   contig reference = chrM / 16571.
##### ERROR   reads contigs = [chr1, chr2, chr3, chr4, chr5, chr6, chr7, chr8, chr9, chr10, chr11, chr12, chr13, chr14, chr15, chr16, chr17, chr18, chr19, chr20, chr21, chr22, chrX, chrY, chrM]
##### ERROR   reference contigs = [chrM, chr1, chr2, chr3, chr4, chr5, chr6, chr7, chr8, chr9, chr10, chr11, chr12, chr13, chr14, chr15, chr16, chr17, chr18, chr19, chr20, chr21, chr22, chrX, chrY, chr1_gl000191_random, chr1_gl000192_random, chr4_ctg9_hap1, chr4_gl000193_random, chr4_gl000194_random, chr6_apd_hap1, chr6_cox_hap2, chr6_dbb_hap3, chr6_mann_hap4, chr6_mcf_hap5, chr6_qbl_hap6, chr6_ssto_hap7, chr7_gl000195_random, chr8_gl000196_random, chr8_gl000197_random, chr9_gl000198_random, chr9_gl000199_random, chr9_gl000200_random, chr9_gl000201_random, chr11_gl000202_random, chr17_ctg5_hap1, chr17_gl000203_random, chr17_gl000204_random, chr17_gl000205_random, chr17_gl000206_random, chr18_gl000207_random, chr19_gl000208_random, chr19_gl000209_random, chr21_gl000210_random, chrUn_gl000211, chrUn_gl000212, chrUn_gl000213, chrUn_gl000214, chrUn_gl000215, chrUn_gl000216, chrUn_gl000217, chrUn_gl000218, chrUn_gl000219, chrUn_gl000220, chrUn_gl000221, chrUn_gl000222, chrUn_gl000223, chrUn_gl000224, chrUn_gl000225, chrUn_gl000226, chrUn_gl000227, chrUn_gl000228, chrUn_gl000229, chrUn_gl000230, chrUn_gl000231, chrUn_gl000232, chrUn_gl000233, chrUn_gl000234, chrUn_gl000235, chrUn_gl000236, chrUn_gl000237, chrUn_gl000238, chrUn_gl000239, chrUn_gl000240, chrUn_gl000241, chrUn_gl000242, chrUn_gl000243, chrUn_gl000244, chrUn_gl000245, chrUn_gl000246, chrUn_gl000247, chrUn_gl000248, chrUn_gl000249]

First, the error tells us that the mismatch is between the file containing reads, i.e. our BAM file, and the reference:

Input files reads and reference have incompatible contigs

It further tells us that the contig length doesn't match for the chrM contig:

Found contigs with the same name but different lengths:
##### ERROR   contig reads = chrM / 16569
##### ERROR   contig reference = chrM / 16571.

This can be caused either by using the wrong genome build version entirely, or using a reference that was hacked from a build that's very close but not identical, like b37 vs hg19, as detailed a bit more below.

We sometimes also see cases where people are using a very different reference; this is especially the case for non-model organisms where there is not yet a widely-accepted standard genome reference build.

Note that the error message also lists the content of the sequence dictionaries that it found for each file, and we see that some contigs in our reference dictionary are not listed in the BAM dictionary, but that's not a problem. If it was the opposite, with extra contigs in the BAM (or VCF), then GATK wouldn't know what to do with the reads from these extra contigs and would error out (even if we try restricting analysis using -L) with something like this:

#### ERROR MESSAGE: BAM file(s) do not have the contig: chrM. You are probably using a different reference than the one this file was aligned with.

#### Solution

If you can, simply switch to the correct reference. Note that file names may be misleading, as people will sometimes rename files willy-nilly. Sometimes you'll need to do some detective work to identify the correct reference if you inherited someone else's sequence data.

If that's not an option because you either can't find the correct reference or you absolutely MUST use a particular reference build, then you will need to redo the alignment altogether. Sadly there is no liftover procedure for reads. If you don't have access to the original unaligned sequence files, you can use Picard tools to revert your BAM file back to an unaligned state (either unaligned BAM or FASTQ depending on the workflow you wish to follow).

#### Special case of b37 vs. hg19

The b37 and hg19 human genome builds are very similar, and the canonical chromosomes (1 through 22, X and Y) only differ by their names (no prefix vs. chr prefix, respectively). If you only care about those, and don't give a flying fig about the decoys or the mitochondrial genome, you could just rename the contigs throughout your mismatching file and call it done, right?

Well... This can work if you do it carefully and cleanly -- but many things can go wrong during the editing process that can screw up your files even more, and it only applies to the canonical chromosomes. The mitochondrial contig is a slightly different length (see error above) in addition to having a different naming convention, and all the other contigs (decoys, herpes virus etc) don't have direct equivalents.

So only try that if you know what you're doing. YMMV.

### VCF file contigs not matching the reference

ERROR MESSAGE: Input files known and reference have incompatible contigs: Found contigs with the same name but different lengths:
ERROR contig known = chrM / 16569
ERROR contig reference = chrM / 16571.

Yep, it's just like the error we had with the BAM file above. Looks like we're using the wrong genome build again and a contig length doesn't match. But this time the error tells us that the mismatch is between the file identified as known and the reference:

Input files known and reference have incompatible contigs

We know (trust me) that this is the output of a RealignerTargetCreator command, so the known file must be the VCF file provided through the known argument. Depending on the tool, the way the file is identified may vary, but the logic should be fairly obvious.

#### Solution

If you can, you find a version of the VCF file that is derived from the right reference. If you're working with human data and the VCF in question is just a common resource like dbsnp, you're in luck -- we provide versions of dbsnp and similar resources derived from the major human reference builds in our resource bundle (see FAQs for access details).

location: ftp.broadinstitute.org
username: gsapubftp-anonymous

If that's not an option, then you'll have to "liftover" -- specifically, liftover the mismatching VCF to the reference you need to work with. The best tool for liftover is Picard's LiftoverVCF.

GATK used to include some liftover utilities (documented below for the record) but we no longer support them.

#### Liftover procedure with older versions of GATK

This procedure involves three steps:

1. Run GATK LiftoverVariants on your VCF file
2. Run a script to sort the lifted-over file
3. Filter out records whose REF field does not match the new reference

We provide a script that performs those three steps for you, called liftOverVCF.pl, which is available in our public source repository under the 'perl' directory. Instructions for pulling down our source are available here.

The example below shows how you would run the script:

./liftOverVCF.pl \
-vcf calls.b36.vcf \                    # input vcf
-chain b36ToHg19.broad.over.chain \ # chain file
-out calls.hg19.vcf \                   # output vcf
-gatk gatk_source \                     # path to source code
-newRef Homo_sapiens_assembly19 \    # path to new reference base name (without extension)
-oldRef human_b36_both \            # path to old reference prefix (without extension)
-tmp /broad/shptmp [defaults to /tmp]   # temp file location (defaults to /tmp)

We provide several chain files to liftover between the major human reference builds, also in our resource bundle (mentioned above) in the Liftover_Chain_Files directory. If you are working with non-human organisms, we can't help you -- but others may have chain files, so ask around in your field.

Note that if you're at the Broad, you can access chain files to liftover from b36/hg18 to hg19 on the humgen server.

/humgen/gsa-hpprojects/GATK/data/Liftover_Chain_Files/

Created 2012-07-23 17:50:07 | Updated 2015-05-15 23:55:20 | Tags: selectvariants jexl vcf callset

### This document describes why you might want to extract a subset of variants from a callset and how you would achieve this.

Often, a VCF containing many samples and/or variants will need to be subset in order to facilitate certain analyses (e.g. comparing and contrasting cases vs. controls; extracting variant or non-variant loci that meet certain requirements, displaying just a few samples in a browser like IGV, etc.). The GATK tool that we use the most for subsetting calls in various ways is SelectVariants; it enables easy and convenient subsetting of VCF files according to many criteria.

Select Variants operates on VCF files (also sometimes referred to as ROD in our documentation, for Reference Ordered Data) provided at the command line using the GATK's built in --variant option. You can provide multiple VCF files for Select Variants, but at least one must be named 'variant' and this will be the file (or set of files) from which variants will be selected. Other files can be used to modify the selection based on concordance or discordance between the callsets (see --discordance / --concordance arguments in the tool documentation).

There are many options for setting the selection criteria, depending on what you want to achieve. For example, given a single VCF file, one or more samples can be extracted from the file, based either on a complete sample name, or on a pattern match. Variants can also be selected based on annotated properties, such as depth of coverage or allele frequency. This is done using JEXL expressions; make sure to read the linked document for details, especially the section on working with complex expressions.

Note that in the output VCF, some annotations such as AN (number of alleles), AC (allele count), AF (allele frequency), and DP (depth of coverage) are recalculated as appropriate to accurately reflect the composition of the subset callset. See further below for an explanation of how that works.

### Command-line arguments

For a complete, detailed argument reference, refer to the GATK document page here.

### Subsetting by sample and ALT alleles

SelectVariants now keeps (r5832) the alt allele, even if a record is AC=0 after subsetting the site down to selected samples. For example, when selecting down to just sample NA12878 from the OMNI VCF in 1000G (1525 samples), the resulting VCF will look like:

1       82154   rs4477212       A       G       .       PASS    AC=0;AF=0.00;AN=2;CR=100.0;DP=0;GentrainScore=0.7826;HW=1.0     GT:GC   0/0:0.7205
1       534247  SNP1-524110     C       T       .       PASS    AC=0;AF=0.00;AN=2;CR=99.93414;DP=0;GentrainScore=0.7423;HW=1.0  GT:GC   0/0:0.6491
1       565286  SNP1-555149     C       T       .       PASS    AC=2;AF=1.00;AN=2;CR=98.8266;DP=0;GentrainScore=0.7029;HW=1.0   GT:GC   1/1:0.3471
1       569624  SNP1-559487     T       C       .       PASS    AC=2;AF=1.00;AN=2;CR=97.8022;DP=0;GentrainScore=0.8070;HW=1.0   GT:GC   1/1:0.3942

Although NA12878 is 0/0 at the first sites, ALT allele is preserved in the VCF record. This is the correct behavior, as reducing samples down shouldn't change the character of the site, only the AC in the subpopulation. This is related to the tricky issue of isPolymorphic() vs. isVariant().

• isVariant => is there an ALT allele?

• isPolymorphic => is some sample non-ref in the samples?

For clarity, in previous versions of SelectVariants, the first two monomorphic sites lose the ALT allele, because NA12878 is hom-ref at this site, resulting in VCF that looks like:

1       82154   rs4477212       A       .       .       PASS    AC=0;AF=0.00;AN=2;CR=100.0;DP=0;GentrainScore=0.7826;HW=1.0     GT:GC   0/0:0.7205
1       534247  SNP1-524110     C       .       .       PASS    AC=0;AF=0.00;AN=2;CR=99.93414;DP=0;GentrainScore=0.7423;HW=1.0  GT:GC   0/0:0.6491
1       565286  SNP1-555149     C       T       .       PASS    AC=2;AF=1.00;AN=2;CR=98.8266;DP=0;GentrainScore=0.7029;HW=1.0   GT:GC   1/1:0.3471
1       569624  SNP1-559487     T       C       .       PASS    AC=2;AF=1.00;AN=2;CR=97.8022;DP=0;GentrainScore=0.8070;HW=1.0   GT:GC   1/1:0.3942

If you really want a VCF without monomorphic sites, use the option to drop monomorphic sites after subsetting.

### How do the AC, AF, AN, and DP fields change?

Let's say you have a file with three samples. The numbers before the ":" will be the genotype (0/0 is hom-ref, 0/1 is het, and 1/1 is hom-var), and the number after will be the depth of coverage.

BOB        MARY        LINDA
1/0:20     0/0:30      1/1:50

In this case, the INFO field will say AN=6, AC=3, AF=0.5, and DP=100 (in practice, I think these numbers won't necessarily add up perfectly because of some read filters we apply when calling, but it's approximately right).

Now imagine I only want a file with the samples "BOB" and "MARY". The new file would look like:

BOB        MARY
1/0:20     0/0:30

The INFO field will now have to change to reflect the state of the new data. It will be AN=4, AC=1, AF=0.25, DP=50.

Let's pretend that MARY's genotype wasn't 0/0, but was instead "./." (no genotype could be ascertained). This would look like

BOB        MARY
1/0:20     ./.:.

with AN=2, AC=1, AF=0.5, and DP=20.

For information on how to construct regular expressions for use with this tool, see the method article on variant filtering with JEXL, or "Summary of regular-expression constructs" section here for more hardcore reading.

Created 2012-07-23 17:45:57 | Updated 2015-05-16 02:26:36 | Tags: combinevariants vcf callset

### Solutions for combining variant callsets depending on purpose

There are three main reasons why you might want to combine variants from different files into one, and the tool to use depends on what you are trying to achieve.

1. The most common case is when you have been parallelizing your variant calling analyses, e.g. running HaplotypeCaller per-chromosome, producing separate VCF files (or gVCF files) per-chromosome. For that case, you can use a tool called CatVariants to concatenate the files. There are a few important requirements (e.g. the files should contain all the same samples, and distinct intervals) which you can read about on the tool's documentation page.

2. The second case is when you have been using HaplotypeCaller in -ERC GVCF or -ERC BP_RESOLUTION to call variants on a large cohort, producing many gVCF files. We recommend combining the output gVCF in batches of e.g. 200 before putting them through joint genotyping with GenotypeGVCFs (for performance reasons), which you can do using CombineGVCFs, which is specific for handling gVCF files.

3. The third case is when you want to combine variant calls that were produced from the same samples but using different methods, for comparison. For example, if you're evaluating variant calls produced by different variant callers, different workflows, or the same but using different parameters. This produces separate callsets for the same samples, which are then easier to compare if you combine them into a single file. For that purpose, you can use CombineVariants, which is capable of merging VCF records intelligently, treating the same samples as separate or not as desired, combining annotations as appropriate. This is the case that requires the most preparation and forethought because there are many options that may be used to adapt the behavior of the tool.

There is also one reason you might want to combine variants from different files into one, that we do not recommend following. That is, if you have produced variant calls from various samples separately, and want to combine them for analysis. This is how people used to do variant analysis on large numbers of samples, but we don't recommend proceeding this way because that workflow suffers from serious methodological flaws. Instead, you should follow our recommendations as laid out in the Best Practices documentation.

### Merging records across VCFs with CombineVariants

Here we provide some more information and a worked out example to illustrate the third case because it is less straightforward than the other two.

A key point to understand is that CombineVariants will include a record at every site in all of your input VCF files, and annotate in which input callsets the record is present, pass, or filtered in in the set attribute in the INFO field (see below). In effect, CombineVariants always produces a union of the input VCFs. Any part of the Venn of the N merged VCFs can then be extracted specifically using JEXL expressions on the set attribute using SelectVariants. If you want to extract just the records in common between two VCFs, you would first CombineVariants the two files into a single VCF, and then run SelectVariants to extract the common records with -select 'set == "Intersection"', as worked out in the detailed example below.

#### Handling PASS/FAIL records at the same site in multiple input files

The -filteredRecordsMergeType argument determines how CombineVariants handles sites where a record is present in multiple VCFs, but it is filtered in some and unfiltered in others, as described in the tool documentation page linked above.

#### Understanding the set attribute

The set property of the INFO field indicates which call set the variant was found in. It can take on a variety of values indicating the exact nature of the overlap between the call sets. Note that the values are generalized for multi-way combinations, but here we describe only the values for 2 call sets being combined.

• set=Intersection : occurred in both call sets, not filtered out

• set=NAME : occurred in the call set NAME only

• set=NAME1-filteredInNAME : occurred in both call sets, but was not filtered in NAME1 but was filtered in NAME2

• set=filteredInAll : occurred in both call sets, but was filtered out of both

For three or more call sets combinations, you can see records like NAME1-NAME2 indicating a variant occurred in both NAME1 and NAME2 but not all sets.

You specify the NAME of a callset is by using the following syntax in your command line: -V:omni 1000G_omni2.5.b37.sites.vcf.

#### Emitting minimal VCF output

You can add the -minimalVCF argument to CombineVariants if you want to eliminate unnecessary information from the INFO field and genotypes. In that case, the only fields emitted will be GT:GQ for genotypes and the keySet for INFO.

An even more extreme output format is -sites_only (a general engine capability listed in the CommandLineGATK documentation) where the genotypes for all samples are completely stripped away from the output format. Enabling this option results in a significant performance speedup as well.

#### Requiring sites to be present in a minimum number of callsets

Sometimes you may want to combine several data sets but you only keep sites that are present in at least 2 of them. To do so, simply add the -minN (or --minimumN) command, followed by an integer if you want to only output records present in at least N input files. In our example, you would add -minN 2 to the command line.

#### Example: intersecting two VCFs

In the following example, we use CombineVariants and SelectVariants to obtain only the sites in common between the OMNI 2.5M and HapMap3 sites in the GSA bundle.

# combine the data
java -Xmx2g -jar dist/GenomeAnalysisTK.jar -T CombineVariants -R bundle/b37/human_g1k_v37.fasta -L 1:1-1,000,000 -V:omni bundle/b37/1000G_omni2.5.b37.sites.vcf -V:hm3 bundle/b37/hapmap_3.3.b37.sites.vcf -o union.vcf

# select the intersection
java -Xmx2g -jar dist/GenomeAnalysisTK.jar -T SelectVariants -R ~/Desktop/broadLocal/localData/human_g1k_v37.fasta -L 1:1-1,000,000 -V:variant union.vcf -select 'set == "Intersection";' -o intersect.vcf

This results in two vcf files, which look like:

# contents of union.vcf
1       990839  SNP1-980702     C       T       .       PASS    AC=150;AF=0.05384;AN=2786;CR=100.0;GentrainScore=0.7267;HW=0.0027632264;set=Intersection
1       990882  SNP1-980745     C       T       .       PASS    CR=99.79873;GentrainScore=0.7403;HW=0.005225421;set=omni
1       990984  SNP1-980847     G       A       .       PASS    CR=99.76005;GentrainScore=0.8406;HW=0.26163524;set=omni
1       992265  SNP1-982128     C       T       .       PASS    CR=100.0;GentrainScore=0.7412;HW=0.0025895447;set=omni
1       992819  SNP1-982682     G       A       .       id50    CR=99.72961;GentrainScore=0.8505;HW=4.811053E-17;set=FilteredInAll
1       993987  SNP1-983850     T       C       .       PASS    CR=99.85935;GentrainScore=0.8336;HW=9.959717E-28;set=omni
1       994391  rs2488991       G       T       .       PASS    AC=1936;AF=0.69341;AN=2792;CR=99.89378;GentrainScore=0.7330;HW=1.1741E-41;set=filterInomni-hm3
1       996184  SNP1-986047     G       A       .       PASS    CR=99.932205;GentrainScore=0.8216;HW=3.8830226E-6;set=omni
1       998395  rs7526076       A       G       .       PASS    AC=2234;AF=0.80187;AN=2786;CR=100.0;GentrainScore=0.8758;HW=0.67373306;set=Intersection
1       999649  SNP1-989512     G       A       .       PASS    CR=99.93262;GentrainScore=0.7965;HW=4.9767335E-4;set=omni

# contents of intersect.vcf
1       950243  SNP1-940106     A       C       .       PASS    AC=826;AF=0.29993;AN=2754;CR=97.341675;GentrainScore=0.7311;HW=0.15148845;set=Intersection
1       957640  rs6657048       C       T       .       PASS    AC=127;AF=0.04552;AN=2790;CR=99.86667;GentrainScore=0.6806;HW=2.286109E-4;set=Intersection
1       959842  rs2710888       C       T       .       PASS    AC=654;AF=0.23559;AN=2776;CR=99.849;GentrainScore=0.8072;HW=0.17526293;set=Intersection
1       977780  rs2710875       C       T       .       PASS    AC=1989;AF=0.71341;AN=2788;CR=99.89077;GentrainScore=0.7875;HW=2.9912625E-32;set=Intersection
1       985900  SNP1-975763     C       T       .       PASS    AC=182;AF=0.06528;AN=2788;CR=99.79926;GentrainScore=0.8374;HW=0.017794203;set=Intersection
1       987200  SNP1-977063     C       T       .       PASS    AC=1956;AF=0.70007;AN=2794;CR=99.45917;GentrainScore=0.7914;HW=1.413E-42;set=Intersection
1       987670  SNP1-977533     T       G       .       PASS    AC=2485;AF=0.89196;AN=2786;CR=99.51427;GentrainScore=0.7005;HW=0.24214932;set=Intersection
1       990417  rs2465136       T       C       .       PASS    AC=1113;AF=0.40007;AN=2782;CR=99.7599;GentrainScore=0.8750;HW=8.595538E-5;set=Intersection
1       990839  SNP1-980702     C       T       .       PASS    AC=150;AF=0.05384;AN=2786;CR=100.0;GentrainScore=0.7267;HW=0.0027632264;set=Intersection
1       998395  rs7526076       A       G       .       PASS    AC=2234;AF=0.80187;AN=2786;CR=100.0;GentrainScore=0.8758;HW=0.67373306;set=Intersection

Created 2012-07-23 16:49:34 | Updated 2016-03-16 21:45:56 | Tags: variantrecalibrator vqsr applyrecalibration vcf callset variantrecalibration

This document describes what Variant Quality Score Recalibration (VQSR) is designed to do, and outlines how it works under the hood. The first section is a high-level overview aimed at non-specialists. Additional technical details are provided below.

For command-line examples and recommendations on what specific resource datasets and arguments to use for VQSR, please see this FAQ article. See the VariantRecalibrator tool doc and the ApplyRecalibration tool doc for a complete description of available command line arguments.

As a complement to this document, we encourage you to watch the workshop videos available in the Presentations section.

## High-level overview

VQSR stands for “variant quality score recalibration”, which is a bad name because it’s not re-calibrating variant quality scores at all; it is calculating a new quality score that is supposedly super well calibrated (unlike the variant QUAL score which is a hot mess) called the VQSLOD (for variant quality score log-odds). I know this probably sounds like gibberish, stay with me. The purpose of this new score is to enable variant filtering in a way that allows analysts to balance sensitivity (trying to discover all the real variants) and specificity (trying to limit the false positives that creep in when filters get too lenient) as finely as possible.

The basic, traditional way of filtering variants is to look at various annotations (context statistics) that describe e.g. what the sequence context is like around the variant site, how many reads covered it, how many reads covered each allele, what proportion of reads were in forward vs reverse orientation; things like that -- then choose threshold values and throw out any variants that have annotation values above or below the set thresholds. The problem with this approach is that it is very limiting because it forces you to look at each annotation dimension individually, and you end up throwing out good variants just because one of their annotations looks bad, or keeping bad variants in order to keep those good variants.

The VQSR method, in a nutshell, uses machine learning algorithms to learn from each dataset what is the annotation profile of good variants vs. bad variants, and does so in a way that integrates information from multiple dimensions (like, 5 to 8, typically). The cool thing is that this allows us to pick out clusters of variants in a way that frees us from the traditional binary choice of “is this variant above or below the threshold for this annotation?”

Let’s do a quick mental visualization exercise (pending an actual figure to illustrate this), in two dimensions because our puny human brains work best at that level. Imagine a topographical map of a mountain range, with North-South and East-West axes standing in for two variant annotation scales. Your job is to define a subset of territory that contains mostly mountain peaks, and as few lowlands as possible. Traditional hard-filtering forces you to set a single longitude cutoff and a single latitude cutoff, resulting in one rectangular quadrant of the map being selected, and all the rest being greyed out. It’s about as subtle as a sledgehammer and forces you to make a lot of compromises. VQSR allows you to select contour lines around the peaks and decide how low or how high you want to go to include or exclude territory within your subset.

How this is achieved is another can of worms. The key point is that we use known, highly validated variant resources (omni, 100 Genomes, hapmap) to select a subset of variants within our callset that we’re really confident are probably true positives (that’s the training set). We look at the annotation profiles of those variants (in our own data!), and we from that we learn some rules about how to recognize good variants. We do something similar for bad variants as well. Then we apply the rules we learned to all of the sites, which (through some magical hand-waving) yields a single score for each variant that describes how likely it is based on all the examined dimensions. In our map analogy this is the equivalent of determining on which contour line the variant sits. Finally, we pick a threshold value indirectly by asking the question “what score do I need to choose so that e.g. 99% of the variants in my callset that are also in hapmap will be selected?”. This is called the target sensitivity. We can twist that dial in either direction depending on what is more important for our project, sensitivity or specificity.

## Technical overview

The purpose of variant recalibration is to assign a well-calibrated probability to each variant call in a call set. This enables you to generate highly accurate call sets by filtering based on this single estimate for the accuracy of each call.

The approach taken by variant quality score recalibration is to develop a continuous, covarying estimate of the relationship between SNP call annotations (QD, SB, HaplotypeScore, HRun, for example) and the the probability that a SNP is a true genetic variant versus a sequencing or data processing artifact. This model is determined adaptively based on "true sites" provided as input (typically HapMap 3 sites and those sites found to be polymorphic on the Omni 2.5M SNP chip array, for humans). This adaptive error model can then be applied to both known and novel variation discovered in the call set of interest to evaluate the probability that each call is real. The score that gets added to the INFO field of each variant is called the VQSLOD. It is the log odds ratio of being a true variant versus being false under the trained Gaussian mixture model.

The variant recalibrator contrastively evaluates variants in a two step process, each performed by a distinct tool:

• VariantRecalibrator
Create a Gaussian mixture model by looking at the annotations values over a high quality subset of the input call set and then evaluate all input variants. This step produces a recalibration file.

• ApplyRecalibration
Apply the model parameters to each variant in input VCF files producing a recalibrated VCF file in which each variant is annotated with its VQSLOD value. In addition, this step will filter the calls based on this new lod score by adding lines to the FILTER column for variants that don't meet the specified lod threshold.

Please see the VQSR tutorial for step-by-step instructions on running these tools.

### How VariantRecalibrator works in a nutshell

The tool takes the overlap of the training/truth resource sets and of your callset. It models the distribution of these variants relative to the annotations you specified, and attempts to group them into clusters. Then it uses the clustering to assign VQSLOD scores to all variants. Variants that are closer to the heart of a cluster will get a higher score than variants that are outliers.

### How ApplyRecalibration works in a nutshell

During the first part of the recalibration process, variants in your callset were given a score called VQSLOD. At the same time, variants in your training sets were also ranked by VQSLOD. When you specify a tranche sensitivity threshold with ApplyRecalibration, expressed as a percentage (e.g. 99.9%), what happens is that the program looks at what is the VQSLOD value above which 99.9% of the variants in the training callset are included. It then takes that value of VQSLOD and uses it as a threshold to filter your variants. Variants that are above the threshold pass the filter, so the FILTER field will contain PASS. Variants that are below the threshold will be filtered out; they will be written to the output file, but in the FILTER field they will have the name of the tranche they belonged to. So VQSRTrancheSNP99.90to100.00 means that the variant was in the range of VQSLODs corresponding to the remaining 0.1% of the training set, which are basically considered false positives.

### Interpretation of the Gaussian mixture model plots

The variant recalibration step fits a Gaussian mixture model to the contextual annotations given to each variant. By fitting this probability model to the training variants (variants considered to be true-positives), a probability can be assigned to the putative novel variants (some of which will be true-positives, some of which will be false-positives). It is useful for users to see how the probability model was fit to their data. Therefore a modeling report is automatically generated each time VariantRecalibrator is run (in the above command line the report will appear as path/to/output.plots.R.pdf). For every pair-wise combination of annotations used in modeling, a 2D projection of the Gaussian mixture model is shown.

The figure shows one page of an example Gaussian mixture model report that is automatically generated by the VQSR from the example HiSeq call set. This page shows the 2D projection of mapping quality rank sum test versus Haplotype score by marginalizing over the other annotation dimensions in the model.

In each page there are four panels which show different ways of looking at the 2D projection of the model. The upper left panel shows the probability density function that was fit to the data. The 2D projection was created by marginalizing over the other annotation dimensions in the model via random sampling. Green areas show locations in the space that are indicative of being high quality while red areas show the lowest probability areas. In general putative SNPs that fall in the red regions will be filtered out of the recalibrated call set.

The remaining three panels give scatter plots in which each SNP is plotted in the two annotation dimensions as points in a point cloud. The scale for each dimension is in normalized units. The data for the three panels is the same but the points are colored in different ways to highlight different aspects of the data. In the upper right panel SNPs are colored black and red to show which SNPs are retained and filtered, respectively, by applying the VQSR procedure. The red SNPs didn't meet the given truth sensitivity threshold and so are filtered out of the call set. The lower left panel colors SNPs green, grey, and purple to give a sense of the distribution of the variants used to train the model. The green SNPs are those which were found in the training sets passed into the VariantRecalibrator step, while the purple SNPs are those which were found to be furthest away from the learned Gaussians and thus given the lowest probability of being true. Finally, the lower right panel colors each SNP by their known/novel status with blue being the known SNPs and red being the novel SNPs. Here the idea is to see if the annotation dimensions provide a clear separation between the known SNPs (most of which are true) and the novel SNPs (most of which are false).

An example of good clustering for SNP calls from the tutorial dataset is shown to the right. The plot shows that the training data forms a distinct cluster at low values for each of the two statistics shown (haplotype score and mapping quality bias). As the SNPs fall off the distribution in either one or both of the dimensions they are assigned a lower probability (that is, move into the red region of the model's PDF) and are filtered out. This makes sense as not only do higher values of HaplotypeScore indicate a lower chance of the data being explained by only two haplotypes but also higher values for mapping quality bias indicate more evidence of bias between the reference bases and the alternative bases. The model has captured our intuition that this area of the distribution is highly enriched for machine artifacts and putative variants here should be filtered out!

### Tranches and the tranche plot

The recalibrated variant quality score provides a continuous estimate of the probability that each variant is true, allowing one to partition the call sets into quality tranches. The main purpose of the tranches is to establish thresholds within your data that correspond to certain levels of sensitivity relative to the truth sets. The idea is that with well calibrated variant quality scores, you can generate call sets in which each variant doesn't have to have a hard answer as to whether it is in or out of the set. If a very high accuracy call set is desired then one can use the highest tranche, but if a larger, more complete call set is a higher priority than one can dip down into lower and lower tranches. These tranches are applied to the output VCF file using the FILTER field. In this way you can choose to use some of the filtered records or only use the PASSing records.

The first tranche (90) which has the lowest value of truth sensitivity but the highest value of novel Ti/Tv, is exceedingly specific but less sensitive. Each subsequent tranche in turn introduces additional true positive calls along with a growing number of false positive calls. Downstream applications can select in a principled way more specific or more sensitive call sets or incorporate directly the recalibrated quality scores to avoid entirely the need to analyze only a fixed subset of calls but rather weight individual variant calls by their probability of being real. An example tranche plot, automatically generated by the VariantRecalibrator walker, is shown below.

This is an example of a tranches plot generated for a HiSeq call set. The x-axis gives the number of novel variants called while the y-axis shows two quality metrics -- novel transition to transversion ratio and the overall truth sensitivity.

Note that the tranches plot is not applicable for indels and will not be generated when the tool is run in INDEL mode.

### Ti/Tv-free recalibration

We use a Ti/Tv-free approach to variant quality score recalibration. This approach requires an additional truth data set, and cuts the VQSLOD at given sensitivities to the truth set. It has several advantages over the Ti/Tv-targeted approach:

• The truth sensitivity (TS) approach gives you back the novel Ti/Tv as a QC metric
• The truth sensitivity (TS) approach is conceptual cleaner than deciding on a novel Ti/Tv target for your dataset
• The TS approach is easier to explain and defend, as saying "I took called variants until I found 99% of my known variable sites" is easier than "I took variants until I dropped my novel Ti/Tv ratio to 2.07"

We have used hapmap 3.3 sites as the truth set (genotypes_r27_nr.b37_fwd.vcf), but other sets of high-quality (~99% truly variable in the population) sets of sites should work just as well. In our experience, with HapMap, 99% is a good threshold, as the remaining 1% of sites often exhibit unusual features like being close to indels or are actually MNPs, and so receive a low VQSLOD score.
Note that the expected Ti/Tv is still an available argument but it is only used for display purposes.

### Finally, a couple of Frequently Asked Questions

#### - Can I use the variant quality score recalibrator with my small sequencing experiment?

This tool is expecting thousands of variant sites in order to achieve decent modeling with the Gaussian mixture model. Whole exome call sets work well, but anything smaller than that scale might run into difficulties.

One piece of advice is to turn down the number of Gaussians used during training. This can be accomplished by adding --maxGaussians 4 to your command line.

maxGaussians is the maximum number of different "clusters" (=Gaussians) of variants the program is "allowed" to try to identify. Lowering this number forces the program to group variants into a smaller number of clusters, which means there will be more variants in each cluster -- hopefully enough to satisfy the statistical requirements. Of course, this decreases the level of discrimination that you can achieve between variant profiles/error modes. It's all about trade-offs; and unfortunately if you don't have a lot of variants you can't afford to be very demanding in terms of resolution.

#### - Why don't all the plots get generated for me?

The most common problem related to this is not having Rscript accessible in your environment path. Rscript is the command line version of R that gets installed right alongside. We also make use of the ggplot2 library so please be sure to install that package as well. See the Common Problems section of the Guide for more details.

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Created 2013-03-04 12:53:20 | Updated 2013-03-04 13:58:54 | Tags: merge callset

Hi all,

I would appreciate your thoughts on the following pipeline:
I'm currently working on a number of WGS of non-human vertebrates. My approach for calling variants is to maximize the sensitivity of the calls by using two callers (GATK's UnifiedGenotyper + samtools' mpileup) per chromosome regardless of / ingnoring all filters. Next, I would like to merge (not intersect) the two vcf files (GATK+samtools) per each chromosome, then merge (not intersect) all the vcf files pertaining to all chromosomes in order to retrieve a final vcf dataset per individual:

For merging the GATK and samtools:

$java -Xmx10g -jar GenomeAnalysisTK.jar -T CombineVariants -R ref.fasta --variant:GATK chr#.GATK.vcf --variant:samtools chr#.samtools.vcf -o chr#.GATK_samtools.union.vcf -genotypeMergeOptions PRIORITIZE -priority GATK,samtools --filteredrecordsmergetype KEEP_UNCONDITIONAL For merging all chromosomes per individual: $ java -Xmx10g -jar GenomeAnalysisTK.jar -T CombineVariants -R ref.fasta
--variant:chr1 chr1.GATK_samtools.union.vcf --variant:chr2 chr2.GATK_samtools.union.vcf --variant:chr3 chr3.GATK_samtools.union.vcf
-o Individual1.union.vcf
-genotypeMergeOptions PRIORITIZE -priority chr1,chr2,chr3 --filteredrecordsmergetype KEEP_UNCONDITIONAL

Finally I would like to intersect between two individuals and keep only the variants that are common to both individuals:

Uniting / merging two individuals:

$java -Xmx10g -jar GenomeAnalysisTK.jar -T CombineVariants -R ref.fasta --variant:individual1 Individual1.union.vcf --variant:Individual2 Individual2.union.vcf -o Individual1_2.union.vcf -genotypeMergeOptions PRIORITIZE -priority Indiviual1,Individual2 --filteredrecordsmergetype KEEP_UNCONDITIONAL Intersecting the two indiviuals in order to keep only common variants: $  java -Xmx10g -jar GenomeAnalysisTK.jar -T SelectVariants -R ref.fasta
--variant Individual1_2.union.vcf -select 'set == "Intersection";'
-o Intersected.vcf

Am I doing this right? I'm afraid I may be losing variants or something else along this pipeline. Remember that I want to keep only the common variants while ignoring the filters in order to increase sensitivity as much as possible.

Thanks!

Sagi

Created 2013-02-06 05:56:12 | Updated 2013-02-06 16:21:59 | Tags: best-practices callset

Hi, I am estimating SNP number for a genome of a speceis.

1. After mapping the illumina reads to a reference seqence (of a related species), I used picard to remove duplicates and used samtools (mpileup) to convert the bam file to a fastq file.
2. I also use GATK to do local reglimant and recalication from the mappnig bam file. Then I used samtools (mpileup) to convert the bam files output by GATK to a fastq file.

I found that the number of SNP in the fastq going through GATK is 10 times more than the first fastq. Interestingly, if I use picard to do duplicats-removomg again to the GATK bam and used samtools to convert the bam to fastq file. The SNP jumps back to 10 time fewer.

What can be the reason that the SNP number can be 10 time different between the two methods? Actually, I expect the GATK output file has fewer SNP given the effect of recaliraiton or relingement. But the result is opposite.

Chih-Ming